Truist Investment Services Disclosures

Truist Investment Services, Inc. (TIS) is committed to giving you clear, easy-to-understand information about key features of your investment and retirement accounts. Need more info on how to manage your accounts and streamline fees? Contact your TIS financial advisor or call our Client Advisory Center at 877-962-9032

Check the background of Truist Investment Services, Inc. on FINRA’s BrokerCheck

SEC Order Disclosure

The U.S. Securities and Exchange Commission’s Rule 606 requires brokers that route equity and option orders to make available quarterly reports (broken out by month) that provide statistical details regarding their routing practices.  The report details the market centers (e.g., exchanges, market makers or alternative trading systems) that brokers route to and the material aspects of the brokers’ relationship with those market centers. Please click on the links below to access Truist Investment Services, Inc. routing reports.


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