1.2
TRUIST INVESTMENT SERVICES INC
2021
01
2021-04-05T10:41:39Z
2021
01
100.00
97.21
0.40
2.06
0.34
Citadel Securities LLC
CDRG
43.43
52.69
50.98
7.71
1.40
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
24.21
29.41
28.43
4.18
0.53
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
12.53
0.00
0.00
0.00
96.41
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Truist Investment Services, Inc. (TIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; Other than the clearing arrangement with NFS, TIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
7.43
9.09
10.78
0.66
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
4.25
5.20
1.96
0.60
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.57
0.00
2.94
44.56
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
2.03
0.02
3.92
34.77
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.85
2.25
0.00
0.12
0.13
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.13
1.34
0.98
0.60
0.08
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.39
0.00
0.00
6.81
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
95.17
0.78
3.25
0.80
Citadel Securities LLC
CDRG
39.00
52.52
53.30
9.58
1.72
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
21.49
29.18
24.53
3.45
0.78
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
20.31
0.00
0.00
0.00
95.35
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Truist Investment Services, Inc. (TIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; Other than the clearing arrangement with NFS, TIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
6.65
9.07
9.43
1.22
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
4.22
5.81
3.30
0.35
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
2.28
0.02
2.36
35.90
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.60
2.18
1.89
0.35
0.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
1.27
0.00
1.42
20.03
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.92
1.15
2.83
0.31
0.28
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.88
0.02
0.00
13.86
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
58.87
5.81
31.85
3.47
Citadel Securities LLC
CDRG
44.60
45.76
50.65
45.19
8.70
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
27.77
35.60
32.47
8.59
91.30
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
11.15
2.06
3.90
27.81
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
10.86
9.77
5.19
14.52
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
5.18
6.81
1.30
3.68
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
0.43
0.00
6.49
0.20
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2021
02
100.00
95.37
0.57
2.98
1.07
Citadel Securities LLC
CDRG
40.89
52.93
48.65
8.28
2.63
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
18.48
23.70
23.24
4.59
1.75
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
14.96
0.00
0.00
0.00
86.39
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Truist Investment Services, Inc. (TIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; Other than the clearing arrangement with NFS, TIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
9.34
12.32
8.65
1.10
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
3.18
0.00
2.16
42.78
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
3.17
4.11
2.16
0.70
0.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
2.78
3.64
5.41
0.23
0.06
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.52
3.30
3.78
0.47
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
2.51
0.00
5.41
32.77
0.36
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.59
0.00
0.00
7.92
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
91.46
1.40
5.28
1.87
Citadel Securities LLC
CDRG
36.26
53.14
49.79
8.24
2.54
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
22.36
0.00
0.00
0.00
92.12
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Truist Investment Services, Inc. (TIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; Other than the clearing arrangement with NFS, TIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
VIRTU Americas LLC
NITE
16.51
23.68
22.98
4.69
2.13
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
7.81
11.75
9.79
1.24
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
3.27
0.00
3.62
31.76
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
3.10
4.47
3.40
0.68
0.45
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.82
0.00
4.04
27.28
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
2.36
3.56
2.34
0.34
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.25
3.40
2.77
0.32
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
1.33
0.00
1.06
12.95
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
39.80
7.30
49.81
3.10
Citadel Securities LLC
CDRG
50.35
44.44
47.79
55.31
30.77
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
22.04
37.92
30.88
8.68
69.23
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
11.63
0.56
2.94
20.50
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
9.76
9.86
9.56
10.06
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
3.24
5.42
4.41
1.75
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe Options Exchange
CBOE
1.31
1.53
2.21
1.11
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options
ARCA
0.46
0.00
0.00
0.83
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe BZX Options Exchange, Inc.
BATS
0.46
0.00
0.00
0.83
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Options Market
NSDQ
0.46
0.00
0.00
0.83
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Unknown
SSIN
0.20
0.14
1.47
0.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2021
03
100.00
96.35
0.66
2.53
0.46
Citadel Securities LLC
CDRG
38.57
50.34
48.15
4.95
1.43
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
19.67
25.62
24.07
3.07
0.71
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
15.39
0.00
0.00
0.00
96.58
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Truist Investment Services, Inc. (TIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; Other than the clearing arrangement with NFS, TIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
10.90
14.31
13.33
1.45
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
4.70
0.00
4.07
53.57
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
3.05
3.97
3.70
0.42
0.14
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
2.66
0.00
2.22
30.27
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
2.26
2.97
1.11
0.21
0.05
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
2.18
2.78
3.33
0.55
0.20
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.48
0.00
0.00
5.51
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
92.93
1.89
4.42
0.75
Citadel Securities LLC
CDRG
34.11
50.25
49.42
5.14
1.72
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
21.72
0.00
0.00
0.00
91.66
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Truist Investment Services, Inc. (TIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; Other than the clearing arrangement with NFS, TIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
VIRTU Americas LLC
NITE
17.44
25.69
25.82
3.44
0.51
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
9.52
14.34
12.19
0.82
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
3.87
0.01
0.87
37.13
0.15
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.73
0.00
1.35
26.35
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.66
3.92
4.16
0.31
0.16
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.99
2.89
3.77
0.35
0.13
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
1.94
2.91
1.93
0.24
0.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
1.41
0.00
0.10
13.72
0.01
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
31.19
5.68
57.41
5.73
Citadel Securities LLC
CDRG
51.26
43.99
52.51
55.13
31.87
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
15.30
36.33
33.79
2.29
68.13
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
11.31
1.60
1.83
16.92
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
9.29
10.60
7.31
9.22
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
3.13
4.54
4.11
2.53
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca Options
ARCA
2.80
0.00
0.00
4.41
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe BZX Options Exchange, Inc.
BATS
2.50
0.00
0.00
3.93
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Options Market
NSDQ
2.44
0.00
0.00
3.85
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe Options Exchange
CBOE
1.86
2.67
0.00
1.72
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Unknown
SSIN
0.08
0.27
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]