Carrie Sprouse

Carrie Sprouse
Managing Director Quality Assurance Director

919 E Main St

Richmond, VA 23219-0005

About me

Background

Carrie Sprouse, Quality Assurance Director, supports the Wealth Brokerage organization in risk management initiatives, business process review and provides guidance and direct point of contact for field regulatory consultation and serves as liaison for Wealth Brokerage to Compliance, Supervision and Legal partners. Carrie has 14 years of Compliance and Regulatory experience supporting private client and capital markets businesses.  

Registered Representative Truist Advisory Services, Inc. Truist Investment Services, Inc. 
Check the background of this investment professional on FINRA's BrokerCheck

Education

B.S. Business Administration
University of Maine 2000
B.A. Psychology
University of Maine 2001

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