1.2
SUNTRUST INVESTMENT SERVICES INC
2020
03
2020-10-13T10:58:11Z
2020
07
100.00
95.54
0.39
3.36
0.72
Citadel Securities LLC
CDRG
38.37
51.67
41.67
6.88
1.52
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
26.45
35.47
33.33
5.96
1.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
18.53
0.00
0.00
0.00
95.60
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc. (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
3.60
4.91
0.00
0.55
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
3.40
0.01
8.33
42.54
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
2.90
0.00
11.11
36.21
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
2.65
3.61
2.78
0.37
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.21
2.95
2.78
0.49
0.12
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.06
1.38
0.00
0.49
0.15
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.46
0.00
0.00
5.84
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
91.75
1.11
6.02
1.12
Citadel Securities LLC
CDRG
35.25
51.95
46.81
8.90
2.41
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
23.67
35.31
37.23
5.37
0.54
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
23.16
0.00
0.00
0.00
93.48
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc. (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
NASDAQ Execution Services, LLC
NSDQ
3.28
0.00
4.26
31.86
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
3.05
4.59
6.38
0.51
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
2.41
3.68
2.13
0.21
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.12
0.00
1.60
20.70
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.11
3.18
1.60
0.47
0.03
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
2.05
0.00
0.00
20.14
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
0.93
0.00
0.00
9.11
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
58.67
4.63
31.14
5.56
Citadel Securities LLC
CDRG
43.40
44.05
38.60
48.14
6.06
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
25.54
33.29
28.07
8.26
68.18
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
9.36
9.47
5.26
10.95
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
9.36
1.72
3.51
22.31
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citigroup Global Markets, Inc.
KEXP
6.67
6.74
3.51
4.55
24.24
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
4.45
4.59
5.26
4.75
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
1.23
0.14
15.79
1.03
1.52
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2020
08
100.00
96.44
0.41
1.98
1.17
Citadel Securities LLC
CDRG
40.36
51.45
61.11
4.04
3.17
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
27.77
35.55
22.22
2.86
1.88
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
15.59
0.00
0.00
0.00
93.51
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc. (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
4.01
5.21
4.44
0.17
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
3.55
4.58
4.44
0.45
0.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.85
0.00
4.44
43.74
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
2.75
0.00
1.11
42.28
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.00
2.52
1.11
0.22
0.28
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.58
0.69
1.11
0.17
0.22
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.25
0.00
0.00
3.82
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
91.14
1.40
5.95
1.51
Citadel Securities LLC
CDRG
36.51
52.68
55.60
5.91
3.46
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
23.55
34.40
33.96
3.81
1.08
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
20.71
0.00
0.00
0.00
92.35
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc. (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
NASDAQ Execution Services, LLC
NSDQ
3.81
0.01
0.37
34.41
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
3.37
5.03
3.73
0.31
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
3.01
4.52
3.36
0.10
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
2.44
0.00
0.00
22.08
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.21
0.00
0.37
19.99
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.72
2.53
1.87
0.14
0.10
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
1.05
0.01
0.00
9.44
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
61.09
5.57
26.07
7.26
Citadel Securities LLC
CDRG
48.29
49.02
42.86
52.88
28.77
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
26.15
31.11
25.00
5.04
65.75
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
10.19
11.24
7.14
11.15
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
7.74
1.47
3.57
24.46
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
4.60
5.21
3.57
4.68
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citigroup Global Markets, Inc.
KEXP
1.96
1.79
3.57
1.80
2.74
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
1.08
0.16
14.29
0.00
2.74
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2020
09
100.00
95.85
0.30
2.79
1.06
Citadel Securities LLC
CDRG
43.10
54.66
47.89
8.63
2.99
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
25.72
32.57
26.76
5.08
2.05
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
14.87
0.00
0.00
0.00
93.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc. (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
JANE STREET CAPITAL, LLC
JNST
4.01
5.17
4.23
0.53
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
3.82
4.93
2.82
0.42
0.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
3.43
0.00
8.45
47.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
2.50
0.00
5.63
34.32
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.73
2.19
0.00
0.11
0.27
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
0.43
0.49
4.23
0.05
0.27
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
0.26
0.00
0.00
3.65
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
92.44
0.96
5.63
0.97
Citadel Securities LLC
CDRG
38.00
53.28
47.47
10.98
2.11
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
24.19
34.11
32.83
5.74
1.25
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
20.03
0.00
0.00
0.00
94.72
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc. (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS
NASDAQ Execution Services, LLC
NSDQ
3.73
0.01
5.56
35.32
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
3.67
5.19
5.05
1.15
0.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
3.50
4.99
4.55
0.80
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX US Equities Exchange
EDGX
2.01
0.00
0.00
19.29
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
1.93
0.00
2.02
18.33
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
1.41
1.93
1.52
0.61
0.13
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NYSE Arca
ARCA
0.74
0.00
0.51
7.04
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
59.76
7.53
28.62
4.09
Citadel Securities LLC
CDRG
45.81
46.07
40.51
51.14
9.09
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
28.96
37.24
27.85
8.81
75.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Dash Financial Technologies LLC
DASH
11.02
10.75
12.66
12.50
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
8.65
1.61
2.53
23.58
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Morgan Stanley & Company LLC
MSCO
4.01
4.17
5.06
3.98
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
1.55
0.16
11.39
0.00
15.91
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]