1.2
SUNTRUST INVESTMENT SERVICES INC
2020
01
2020-06-05T16:20:11Z
2020
01
100.00
95.77
0.35
2.69
1.19
Citadel Securities LLC
CDRG
45.44
46.72
30.61
10.68
39.44
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
24.43
24.61
21.43
10.52
55.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
18.06
18.75
33.67
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS.
G1 Execution Services, LLC
ETMM
6.83
7.08
6.12
1.10
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.68
1.70
0.00
1.26
1.11
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.18
0.00
0.00
37.21
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.74
0.71
1.02
0.78
3.89
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.70
0.00
1.02
21.98
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX U.S. Equities Exchange
EDGX
0.45
0.00
0.00
14.29
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
State Street Global Markets, LLC
SSBS
0.32
0.31
6.12
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
91.64
1.36
3.59
3.41
Citadel Securities LLC
CDRG
42.36
43.53
26.57
11.52
62.54
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
22.95
24.13
42.98
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[SunTrust Investment Services, Inc (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS.]
VIRTU Americas LLC
NITE
22.55
23.02
16.41
8.72
32.97
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
6.22
6.59
6.05
1.61
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.50
0.00
1.08
36.71
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.47
1.46
0.22
0.65
4.12
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX U.S. Equities Exchange
EDGX
0.89
0.00
0.00
21.96
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.72
0.76
0.22
0.32
0.36
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
State Street Global Markets, LLC
SSBS
0.50
0.42
6.05
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.45
0.00
0.22
11.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
62.68
3.52
31.07
2.73
Citadel Securities LLC
CDRG
33.95
26.35
53.49
44.95
54.84
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MORGAN STANLEY & CO. LLC
MSCO
21.76
27.97
20.93
11.44
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
21.09
30.14
6.98
5.59
12.90
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citigroup Global Markets, Inc.
CITI
10.34
10.81
9.30
7.71
32.26
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
7.65
1.89
2.33
20.21
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
DASH FINANCIAL TECHNOLOGIES LLC
DASH
4.20
2.84
4.65
7.18
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe Options Exchange
CBOE
0.84
0.00
2.33
2.39
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
0.17
0.00
0.00
0.53
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2020
02
100.00
95.10
0.42
3.30
1.19
Citadel Securities LLC
CDRG
46.00
47.38
39.26
14.20
50.84
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
VIRTU Americas LLC
NITE
23.32
23.79
14.07
8.88
43.70
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
17.48
18.32
34.07
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
SunTrust Investment Services, Inc (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS.]
G1 Execution Services, LLC
ETMM
6.82
7.16
1.48
1.38
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.66
1.68
2.22
0.49
4.20
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.54
0.00
1.48
37.38
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
1.15
0.00
5.19
27.32
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.89
0.91
0.00
0.59
1.26
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
0.59
0.63
0.00
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX U.S. Equities Exchange
EDGX
0.33
0.00
0.00
8.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
90.77
1.54
3.99
3.70
Citadel Securities LLC
CDRG
40.59
42.09
24.39
10.67
51.60
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
24.60
26.15
39.10
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[SunTrust Investment Services, Inc (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS.]
VIRTU Americas LLC
NITE
21.60
21.84
15.05
7.54
41.25
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
6.03
6.46
4.84
1.47
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
1.49
1.48
0.35
0.55
4.52
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.37
0.00
0.17
31.65
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX U.S. Equities Exchange
EDGX
0.99
0.00
0.00
23.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
State Street Global Markets, LLC
SSBS
0.82
0.62
11.25
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
0.78
0.73
1.04
0.46
2.62
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
0.63
0.00
2.25
13.52
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
63.95
4.13
30.22
1.70
Citadel Securities LLC
CDRG
36.65
33.10
37.78
41.71
73.68
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
23.51
31.28
28.89
7.43
15.79
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MORGAN STANLEY & CO. LLC
MSCO
16.95
18.93
8.89
14.86
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citigroup Global Markets, Inc.
CITI
9.41
9.68
6.67
9.14
10.53
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
7.36
1.96
15.56
17.71
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
DASH FINANCIAL TECHNOLOGIES LLC
DASH
5.50
5.05
2.22
7.14
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
0.53
0.00
0.00
1.71
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Other
UNKN
0.09
0.00
0.00
0.29
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
2020
03
100.00
94.13
0.76
4.44
0.67
Citadel Securities LLC
CDRG
44.21
45.98
27.57
16.94
47.06
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
20.84
22.00
34.77
0.07
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[SunTrust Investment Services, Inc (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS.]
VIRTU Americas LLC
NITE
13.98
14.35
8.83
6.33
37.87
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
8.02
8.47
5.23
1.53
2.21
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
4.29
4.52
1.44
0.93
4.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.26
2.36
1.26
0.25
8.82
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
2.00
2.09
2.52
0.43
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.92
0.00
3.96
34.73
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
New York Stock Exchange
NYSE
1.44
0.02
5.41
25.23
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX U.S. Equities Exchange
EDGX
0.65
0.00
0.00
12.03
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
92.58
1.61
4.46
1.35
Citadel Securities LLC
CDRG
39.85
41.28
28.38
13.77
51.62
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
National Financial Services LLC
XSTM
28.40
29.88
37.48
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[SunTrust Investment Services, Inc (STIS) routes all "non-directed orders" to National Financial Services LLC (NFS) pursuant to a fully disclosed clearing agreement; NFS selects the execution venues for these orders on behalf of STIS; Other than the clearing arrangement with NFS, STIS does not have any arrangement with the execution venues listed and does not receive any payment for order flow; The order routing information contained in this report is provided by NFS.]
VIRTU Americas LLC
NITE
12.32
12.39
10.86
6.62
36.07
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
G1 Execution Services, LLC
ETMM
7.19
7.56
5.97
1.44
1.51
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
UBS Securities, LLC
UBSS
4.05
4.23
3.42
0.54
4.75
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Two Sigma Securities, LLC
SOHO
2.01
2.07
1.47
0.32
6.05
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
JANE STREET CAPITAL, LLC
JNST
1.72
1.81
1.37
0.45
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
NASDAQ Execution Services, LLC
NSDQ
1.40
0.00
0.59
30.33
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Cboe EDGX U.S. Equities Exchange
EDGX
0.98
0.00
0.00
21.51
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
State Street Global Markets, LLC
SSBS
0.92
0.78
9.30
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
60.03
3.14
34.92
1.91
Citadel Securities LLC
CDRG
35.25
29.85
12.50
45.42
52.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
MORGAN STANLEY & CO. LLC
MSCO
21.63
26.29
35.00
13.75
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Susquehanna Capital Group
SUSQ
18.62
26.17
30.00
4.58
24.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Citigroup Global Markets, Inc.
CITI
9.12
8.85
17.50
8.13
24.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Wolverine Execution Services LLC
WEXX
8.68
2.33
0.00
20.63
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
DASH FINANCIAL TECHNOLOGIES LLC
DASH
5.96
6.51
5.00
5.42
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
Interactive Brokers LLC
IBKR
0.74
0.00
0.00
2.08
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]